Feedback and advice on these key elements required for full licensing
Tailored policies, processes and procedures
Help adjusting your business policies and procedures in a way that works with your sales process and is compatible with the new industry standards
Business plans and strategies
Feedback and guidance when putting together the mandatory Adviser business plan and business strategy
Ongoing compliance oversight to assure that your systems and procedures adhere to the new standards and that there are no gaps in your client files
Ensuring your systems are robust and meet the new industry requirements
Audit of client files on a monthly basis by our dedicated compliance officer
How you manage complaints is crucial to your business and complaints can be a minefield if not dealt with correctly.
A system to record complaints and their outcomes
Serious complaints support
Our experts’ support when dealing with serious complaints
Licensing Support. Compliance Oversight. Governance Oversight. Operations Support.
Mastermind Alliance. Professional Development. And many other member benefits.
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